KEY REGULATORY ISSUES

Vision Network has a 20-strong internal compliance department to ensure that all divisions and members of Vision Network adhere to the relevant requirements and standards of the regulatory system. This serves to protect Vision from the adverse effects of breaching these rules and regulations. On our foundation training courses, you will receive a full overview of the procedures in place to make sure every aspect of regulation is catered for: -

• Financial Services Authority – our relationship with the regulator and how we help you stay ahead with the latest regulatory issues
• Treating Customers Fairly – identifying processes in your business to make it as efficient and effective as possible, and helping your clients achieve the best deal
• Complaints handling and staying compliant
• Introducers - how do FSA principles apply to you?
• Introduction to Vision Network’s Regulatory Handbook